AN INVESTIGATION INTO THE EFFECTIVENESS OF THE NIGERIAN STOCK EXCHANGE IN THE DEVELOPMENT OF NIGERIAN ECONOMY.

AN INVESTIGATION INTO THE EFFECTIVENESS OF THE NIGERIAN STOCK EXCHANGE IN THE DEVELOPMENT OF NIGERIAN ECONOMY.

ABSTRACT

                    The Nigerian stock Exchange was established in 1961.  It was expected to make certain vital contributions to the national development.  It therefore, has existed for long enough to pursuit a critical evaluation of its achievements and failures.

This study is an attempt to familiarize the public about the essence, machines and potentials of a unique and vital institution   within the economy.  It aims at investigating the effectiveness of the stock Exchange with regards to the development of the Nigerian economy.

The fact that the stock exchange is traditionally not an institution that operates single handedly by itself, but one which must co- operate with a number of other institutions, makes it some how difficult to pin point responsibility for  any success or failures recorded.

In order to arrive at a conclusive decision the senior staff member of the Onitsha branch of the stock Exchange were interviewed, library research was made, the relevant records of the stock Exchange were examined and information extracted.

PROPOSAL

          This project is an attempt to familiarize the  public about the essence, mechanics and potentials of a unique and vital institution within the economy.   It aims at investigating the effectiveness of the stock   Exchange market with regards to the development of the Nigerian economy.

This project will be divided into five chapters.  Chapter one, contains introduction of stock Exchange, statement of the problem, objective of the study etc.  chapter two will contain literature review which include what a stock exchange is, benefits of public quotation and the primary and secondary of stock market.   While chapter three will contain the development of the stock Exchange in Nigeria, legal framework, factors influencing growth of the market etc. chapter four will also contain the evaluation of the performances of  the exchange market, capital mobilization,  gross  fixed formation at current prices, structure and growth of listed securities etc.   Chapter five is the summary of findings, Recommendation and conclusion.

CHAPTER ONE

  • INTRODUCTION 1
  • STATEMENT OF THE PROBLEM 3
  • OBJECTIVE OF THE STUDY 4
  • PROPOSITIONS 5
  • RESEARCH QUESTION                                   6

CHAPTER TWO

  • LITERATURE REVIEW 7
  • WHAT A STOCK EXCHANGE IS 7
  • BENEFITS OF PUBLIC QUOTATION 14
  • THE PRIMARY AND SECONDARY OF STOCK MARKET 22

 

CHAPTER THREE

  • THE DEVELOPMENT OF THE STOCK EXCHANGE IN (NIG>0                                       28
  • LEGAL FRAMEWORK 33
  • FACTORS INFLUENCING GROWTH OF THE MARKET 34
  • ORGANIZATIONAL STRUCTURE 35
  • ORDINARY MEMBERSHIP 36
  • DEALING MEMBERSHIP 36
  • THE ROLE AND POWER OF THE COUNCIL 38
  • THE STOCK EXCHANGE MARKET IN OPERATION 39
  • FIRST TIER SECURITIES MARKET 41
  • SECOND TIER SECURITIES MARKET 43

CHAPTER FOUR

  • EVALUATION OF THE PERFORMANCE OF THE EXCHANGE MARKET                                       49
  • CAPITAL MOBILIZATION 49
  • DEPTH OF THE MARKET `                            54

CHAPTER FIVE

  • SUMMARY OF FINDINGS, RECOMMENDATION AND CONCLUSION                                       59
  • FINDINGS 59
  • RECOMMENDATION 60
  • CONCLUSION 61
  • REFERENCES 62
  • APPENDIX1 63

 

 


CHAPTER ONE

  • INTRODUCTION

The ideal of a stock exchange for Nigeria came into being from the report of Prof. R.H. Barback  committee set up by the colonial administration and published in 1958.  The committee recommended the following.

  1. The creation of facilities for dealing shares.
  2. The establishment of rules regulating transfer of shares.
  • Measures to encourage savings and issue of securities of government and other organization.

In May 1959,the Central Bank of Nigerian floated  the first federation of Nigeria.  Development wan stock of N4m on behalf of the government, as there was no formal stock market. The Central Bank had to introduce a central registry for matching buyers and sellers and suggesting prices at which deals took place. On 15th September 1960 the Lagos stock Exchange was incorporated under section 2, cap 37 as a limited liability company.  The exchange began operation on the 5th day of June 1961 following the passage into law of the stock exchange Act        of 1961: The exchange was subsequently re-organized and transformed into the Nigerian stock exchange in 1977.

In Nigeria, as indeed on other national, the industrial sector is one of the most dynamic sectors of the economy and so a steady and sufficient supply of resource  is the foundation for a healthy operation of the economy. It therefore seems appropriate to examine the stock exchange since many people don’t really have a correct conception of the nature of this  institution which has come to mean so much for the modern capitalist economy system.

However, the tremendous impact of the stock exchange on the capital formation, investment and ultimately on the promotion, well being and prosperity of the economy makes it today a vital component of the total strategy for promoting national economic development. That  is why it is necessary to familiarize the public with the essence, the mechanics and potentialities of the unique and vital institution within the economy.

The stock exchange in the course of its  operation aids in the mobilization of  capital for pursing economic expansion and for creating goods and services for the general citizenry.    The extent to which this institution fulfils or performs these roles must however surely depend on the particular circumstance of the exchange. This  study is aimed at examining activities of the stock  exchange in Nigeria and determining  activities of the stock exchange in Nigeria and determining to what extent it has achieved it’s overall goals given the total environment on which it operate.

  • STATEMENT OF PROBLEM

The impact of the sock exchange in the mobilization of capital has not been sufficiently felt. A lot of factors have been said to contribute to this inactivity.  For instance, it is clear that many Nigeria investors engage in “buy and hold” article towards security accusation in the market.  In other words, this native investors  buy shares and just dump their share certificate  as assets in spite of whether the company is performing well or not  and yet the stock market reports, summarizing the  Nigerian stock exchange official list showing the major activities on the stock market are published weekly, on some Nigeria newspapers.

However, majority of this group of investors have been identified as those who lack financial literacy and cannot make dynamic and viable investment decision.

Again, lack of awareness of the existences of the market is another major factor.  This has been attributed to inadequacy of  the infrastructural facilities to drive home this points.

The listing requirements of the stock exchange, it  has been argued seem to stringent to many small and medium scale enterprises.  The result is that either the facilities which are offered by the market has eluded these firms or that the resources which could have been tapped by the market from potential investors have escaped the market because they are not aware.

  • OBJECTIVE OF STUDY

The objective or purpose of this research among other things is to appraise the extent to which the Nigeria  stock Exchange is achieving its major goals   in the face of various constraints both internally and externally, and especially review   its performance in the light of the privatization and commercialization exercise of the federal government.

This study also aoms at exposing the nature investors to some techniques of analysis of financial statement to enable them participate actively or be able to follow closely the operations, the stock exchange especially on the areas of speculation and decision making on investment.

The researcher sets his mind towards investigating and critically analyzing the above problem and its cause to see it that the efficiency of the market   is improved upon and that the general public will benefit  immensely from this research.

  • PROPOSITION

The following propositions have been developed around which this research would revolve.   

  1. The stock exchange has not live up to expectation on its function of mobilizing capital  to finance industrial and commercial ventures.
  2. Few companions are listed because the listing requirements are stringent.

 

 

  • RESEARCH QUESTION

The data needed will be gathered from both primary and secondary  sources.

The primary source consist of oral interviews with workers on the stock exchange and some financial analysis and also from personal observations of the stock exchange and reference journal or some financial institution.

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